Ann Chi On Chan
陳芷安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ann Chi On Chan (陳芷安), a licensed former licensee with CE reference ACB659. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-04-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-04-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-06 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-04-06 |