Robert Tu-Yun Tsai
蔡篤昀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Tu-Yun Tsai (蔡篤昀), a licensed former licensee with CE reference ACB484. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-24 | 2017-12-29 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-24 | 2017-12-29 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
Rep | Type 9 — Asset management | 2013-05-24 | 2017-12-29 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-09-20 | 2012-09-30 |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-26 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2010-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2010-11-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-01-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |