Lisa Sin Man Chan
陳倩雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Sin Man Chan (陳倩雯), a licensed former licensee with CE reference ABZ713. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-31 | 2011-06-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-17 | 2011-06-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 2 — Dealing in futures contracts | 2003-10-17 | 2011-06-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-10-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-09-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-22 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-22 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 9 — Asset management | present | 2003-09-22 |