Wai Ming Siu
蕭偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Siu (蕭偉明), a licensed former licensee with CE reference ABZ461. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-17 | 2009-10-28 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2008-07-21 | 2009-04-03 |