Kitty Kit Yiu Luk
陸潔瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kitty Kit Yiu Luk (陸潔瑤), a licensed former licensee with CE reference AAC597. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2017-01-01 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-26 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kitty Kit Yiu Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.