The SFC Network

Yee Man

文儀

CE No. ABX298 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Man (文儀), a licensed former licensee with CE reference ABX298. Total licence records on file: 14.

Licence history

Firm	Role	Regulated activity	From	To
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	Rep	Type 1 - Dealing in securities	2021-01-26	2022-11-23
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	Rep	Type 2 - Dealing in futures contracts	2021-01-26	2022-11-23
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	Rep	Type 4 - Advising on securities	2021-01-26	2022-11-23
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 2 - Dealing in futures contracts	2013-06-21	2021-01-20
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 4 - Advising on securities	2011-10-24	2021-01-20
Citigroup Global Markets Hong Kong Futures and Securities Limited	Rep	Type 1 - Dealing in securities	2003-10-16	2013-08-31
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 1 - Dealing in securities	present	2021-01-20
Citigroup Global Markets Hong Kong Futures and Securities Limited	Rep	Type 2 - Dealing in futures contracts	present	2013-08-31
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 4 - Advising on securities	present	2003-10-10
Citigroup Global Markets Hong Kong Futures and Securities Limited	Rep	Type 5 - Advising on futures contracts	present	2003-10-10
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 6 - Advising on corporate finance	present	2003-10-10
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 7 - Providing automated trading services	present	2003-10-10
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	Rep	Type 9 - Asset management	present	2003-10-10
Citigroup Global Markets Hong Kong Futures and Securities Limited	Rep	Type 9 - Asset management	present	2003-10-10

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