Wai Kit (SFC:ABW873) Ng
伍偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit (SFC:ABW873) Ng (伍偉傑), CE reference ABW873. Currently licensed at 1 firm(s): UCAP Securities (HK) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 4 — Advising on securities | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
RO | Type 9 — Asset management | 2023-09-11 | present |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-29 | 2023-09-11 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-29 | 2023-09-11 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2023-08-29 | 2023-09-11 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 — Asset management | 2022-06-08 | 2023-03-13 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | 2022-06-08 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-12 | 2022-06-08 |
| Long Trends Securities Limited 恒興證券有限公司 |
Rep | Type 9 — Asset management | 2022-05-12 | 2022-06-08 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-14 | 2022-04-29 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-14 | 2022-04-29 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-14 | 2022-04-29 |