Dickson Chun Wah Kam

甘鎮華
CE No. ABW698 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dickson Chun Wah Kam (甘鎮華), a licensed former licensee with CE reference ABW698. This person has 3.8 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司
Rep Type 4 - Advising on securities 2006-03-20 2007-01-08
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2005-06-29 2007-01-08
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2007-01-08
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2003-08-06
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dickson Chun Wah Kam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003–2007
Yin Shan Chow Southwest Securities (HK) Futures Limited 2003–2007
Mandy Choi Ying Lam Southwest Securities (HK) Futures Limited 2003–2007
Chien Huang Ying Southwest Securities (HK) Futures Limited 2003–2007
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003–2007
Vancy Wai Ching Cheung Southwest Securities (HK) Futures Limited 2003–2007
Chak Wai Choy Southwest Securities (HK) Futures Limited 2003–2007
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003–2007
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003–2007
Ngai Ting Southwest Securities (HK) Futures Limited 2003–2007
Kai Chi Yip Southwest Securities (HK) Futures Limited 2003–2007
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2003–2007
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003–2007
Nai Shun Cheung Southwest Securities (HK) Futures Limited 2003–2007
Davy Kwok Yuen Chow Southwest Securities (HK) Futures Limited 2003–2007
Ka Pui Chan Southwest Securities (HK) Futures Limited 2003–2007
Kwo Yeh Cheng Southwest Securities (HK) Futures Limited 2003–2007
Kwan Dik Ho Southwest Securities (HK) Futures Limited 2003–2007
Ying Kit Hui Southwest Securities (HK) Futures Limited 2003–2007
Hung Kwong Lee Southwest Securities (HK) Futures Limited 2003–2007
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