Yiu Wing (SFC:ABU046) Lam
林耀榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wing (SFC:ABU046) Lam (林耀榮), a licensed former licensee with CE reference ABU046. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LBN Advisers Limited 利邦投資顧問有限公司 |
RO | Type 9 — Asset management | 2007-09-13 | 2009-10-31 |
| South Ocean Management Limited |
Rep | Type 9 — Asset management | 2007-04-13 | 2007-08-31 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-03 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-03 |