Liza Choi Sum Tsang
曾菜心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liza Choi Sum Tsang (曾菜心), a licensed former licensee with CE reference ABT905. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-28 | 2010-02-28 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-28 | 2010-02-28 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-28 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-05-28 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-28 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-28 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-23 |
| Wing On Cheong China Development Company Limited 永安祥中國發展有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-23 |
| Wing On Cheong Securities Company Limited 永安祥證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-23 |