Emily Kwok Wai Shum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Kwok Wai Shum (岑幗慧), a licensed Representative with CE reference ABT712. Currently licensed at 1 firm(s): iFAST Global Markets (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 20.0 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | present |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-06 | present |
| iFAST Securities (HK) Limited 奕豐證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | 2021-04-30 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-06 | 2020-02-12 |
| iFAST Financial (HK) Limited 奕豐金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-06 | 2020-02-12 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-11-09 | 2017-08-09 |
| Gayang Securities Limited 嘉銀證券有限公司 |
RO | Type 4 - Advising on securities | 2009-07-23 | 2017-08-09 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-23 | 2009-07-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-12-30 | 2006-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-12-30 | 2006-06-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-12-30 | 2006-06-23 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-12 | 2005-02-21 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-12 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-12 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emily Kwok Wai Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.