King Wai Annie Cheung
張敬慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Annie Cheung (張敬慧), a licensed former licensee with CE reference ABT017. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2016-06-22 | 2016-07-18 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2016-06-22 | 2016-07-18 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-20 | 2015-10-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-20 | 2015-10-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-20 | 2015-10-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-10-20 | 2015-10-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-10 | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2013-11-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-12 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2013-11-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-10-21 |