Kwong Tung Kwan
關廣同
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Tung Kwan (關廣同), a licensed former licensee with CE reference ABS999. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-28 | 2023-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-16 | 2021-12-10 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-22 | 2019-07-24 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2019-05-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-12-10 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-15 |