Bruce Ian Freedman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruce Ian Freedman ( ), a licensed former licensee with CE reference ABS428. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-07-13 | 2005-10-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2004-07-13 | 2005-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-07-13 | 2005-10-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2004-07-13 | 2005-10-15 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 7 - Providing automated trading services | 2004-07-13 | 2005-02-15 |