Kenneth Sze Ming Tsoi
蔡思明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Sze Ming Tsoi (蔡思明), a licensed former licensee with CE reference ABP464. This person has 17.0 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-02 | 2023-09-15 |
| Peakhouse Asset Management Limited 睿峰資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-02 | 2023-09-15 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-20 | 2020-03-19 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-20 | 2020-03-19 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 - Advising on securities | 2018-08-20 | 2020-03-19 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 - Asset management | 2018-08-20 | 2020-03-19 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-19 | 2018-02-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-19 | 2018-02-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-12-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Sze Ming Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.