Steven James Seymour
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven James Seymour ( ), a licensed former licensee with CE reference ABM769. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-08 | 2015-06-13 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-03 | 2013-01-08 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-05 | 2012-02-03 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-12 | 2011-09-05 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-15 | 2009-08-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-09 | 2008-10-01 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2004-08-30 | 2007-01-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2004-08-30 | 2007-01-20 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 7 — Providing automated trading services | 2004-08-30 | 2005-02-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2003-04-30 | 2007-01-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2003-04-30 | 2007-01-20 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2003-04-30 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-04-30 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-04-29 |