Maurien Oi Man Yau
丘愛敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurien Oi Man Yau (丘愛敏), a licensed former licensee with CE reference ABK611. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2004-09-23 | 2020-11-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2004-05-19 | 2004-08-19 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2004-04-28 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-12-10 |