Eric Ka Wai Ng
吳家煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Ka Wai Ng (吳家煒), a licensed former licensee with CE reference ABI099. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-15 | 2020-04-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-15 | 2020-04-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-15 | 2020-04-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 4 — Advising on securities | 2016-07-28 | 2019-05-02 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-13 | 2019-05-02 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 — Asset management | 2013-01-11 | 2014-02-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 9 — Asset management | 2009-08-06 | 2019-01-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-04 | 2019-01-15 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-12-14 | 2019-01-15 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-21 | 2005-10-10 |
| Jupiter Asset Management (Asia Pacific) Limited 木星資產管理（亞太）有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-21 | 2005-10-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2003-05-02 |