Peter Yim Lam Lau
劉炎霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yim Lam Lau (劉炎霖), a licensed former licensee with CE reference ABE725. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2003-09-11 | 2004-10-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-10-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-03 |