Ricky Wai Lam Lai
賴偉霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Lam Lai (賴偉霖), a licensed former licensee with CE reference ABB629. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-03 | 2014-09-10 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-03 | 2014-09-10 |
| Grand Capital Asia Limited 大華亞洲策略有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-13 | 2008-10-06 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-07 | 2008-04-25 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-07 | 2008-04-25 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-03 | 2006-07-28 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-03 | 2006-07-28 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-25 | 2006-01-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-25 | 2006-01-03 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-23 | 2005-05-25 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-05-25 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-03 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-03 |