Chi Yin (SFC:ABA954) Chan
陳志賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yin (SFC:ABA954) Chan (陳志賢), a licensed former licensee with CE reference ABA954. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFGHK Limited | Rep | Type 1 — Dealing in securities | 2012-04-11 | 2014-04-09 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-05 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-16 | 2011-12-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-15 | 2007-08-01 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-30 | 2004-12-09 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-30 | 2004-12-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-20 | 2004-08-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-20 | 2004-08-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-29 | 2004-02-18 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-29 | 2004-02-18 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-27 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-01-27 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Futures Limited 國中期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |