Kenneth Wing Kin Lo
盧穎堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wing Kin Lo (盧穎堅), a licensed former licensee with CE reference AFA296. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-11 | 2021-04-30 |
| Huayu Securities Limited 華裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-27 | 2021-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2017-12-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-21 | 2017-10-02 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-30 | 2012-10-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-19 | 2011-11-30 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-19 | 2012-10-22 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-06 | 2011-04-30 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-03 | 2010-12-06 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2011-04-30 |