Jonathan Oliver Darcy Orders
奧迪士
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Oliver Darcy Orders (奧迪士), a licensed former licensee with CE reference AAK390. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-13 | 2012-08-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-10-13 | 2012-08-22 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-27 | 2010-09-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-02 | 2010-01-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-02 | 2010-01-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-02 | 2010-01-01 |