Wai Cheong (SFC:AAK153) Tam
譚偉昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheong (SFC:AAK153) Tam (譚偉昌), a licensed former licensee with CE reference AAK153. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-02-15 | 2010-01-25 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2008-02-15 | 2010-01-25 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2008-02-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2006-03-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-06 | 2006-03-01 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-03 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-24 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-24 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-24 |