Yat Fai (SFC:AAJ972) Lai
黎溢輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Fai (SFC:AAJ972) Lai (黎溢輝), a licensed former licensee with CE reference AAJ972. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-22 | 2006-06-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-11-10 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-11-10 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-05 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-05 |