Chi Wa Alex Lau
劉志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wa Alex Lau (劉志華), a licensed former licensee with CE reference AAH565. This person has 7.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nerico Brothers Limited | RO | Type 2 - Dealing in futures contracts | 2008-06-25 | 2012-02-29 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-11 | 2008-06-25 |
| Nerico Brothers Limited | RO | Type 3 - Leveraged foreign exchange trading | 2004-11-30 | 2012-02-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wa Alex Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.