Victoria Gar Bo Ip
葉嘉寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Victoria Gar Bo Ip (葉嘉寶), a licensed former licensee with CE reference AAF813. This person has 9.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2011-11-16 | 2013-08-31 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2011-11-16 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2011-11-16 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-31 | 2011-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-09-26 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-09-26 | 2011-11-16 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-04-27 | 2010-05-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-04-27 | 2010-05-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2005-04-27 | 2010-05-13 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-04-27 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-04-27 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-04-27 |