Kwok Wing (SFC:AAF592) Leung
梁國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing (SFC:AAF592) Leung (梁國榮), CE reference AAF592. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-22 | 2023-08-24 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2003-09-11 | 2005-11-14 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-03 |