Duncan Wai Yee Wun
溫偉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duncan Wai Yee Wun (溫偉儀), a licensed former licensee with CE reference AAD933. This person has 17.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-23 | 2021-11-23 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-10-23 | 2021-11-23 |
| Carnegie Hill Capital Partners Limited 衡山證券資產管理有限公司 |
RO | Type 9 - Asset management | 2020-10-23 | 2021-11-23 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-24 | 2020-05-27 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 - Advising on securities | 2018-10-24 | 2020-05-27 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 9 - Asset management | 2018-10-24 | 2020-05-27 |
| KEC Capital Company Limited 盛亨資本有限公司 |
RO | Type 9 - Asset management | 2017-10-30 | 2018-01-18 |
| KEC Capital Company Limited 盛亨資本有限公司 |
Rep | Type 9 - Asset management | 2017-08-25 | 2017-10-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2010-07-13 | 2017-05-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-07-13 | 2017-05-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-28 | 2010-07-13 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-28 | 2010-07-13 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-13 | 2009-08-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 4 - Advising on securities | 2008-03-13 | 2009-08-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2008-03-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Duncan Wai Yee Wun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.