Ellis Suet Ming Chan
陳雪明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellis Suet Ming Chan (陳雪明), a licensed former licensee with CE reference AAD841. This person has 12.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-09-15 | 2018-04-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-31 | 2018-04-26 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2009-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-10-04 | 2006-11-23 |
| Drake & Morgan Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-31 |
| Drake & Morgan Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-31 |
| Drake & Morgan Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-31 |
| Drake & Morgan Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ellis Suet Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.