Wai Kwok Poon
潘謂國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwok Poon (潘謂國), a licensed former licensee with CE reference ADG911. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-05-31 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-11 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-11 |