Yue Tak Wong
王汝德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue Tak Wong (王汝德), a licensed former licensee with CE reference AAD229. This person has 20.8 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-27 | 2024-09-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-11 | 2016-10-27 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-04-11 | 2024-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-22 | 2015-12-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-22 | 2015-12-15 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-28 | 2015-07-31 |
| Platinum Securities Company Limited 百德能證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-07-28 | 2015-07-31 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-24 | 2014-07-28 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-24 | 2014-07-28 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-17 | 2014-06-19 |
| Fulbright Capital Limited 富昌融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-02-17 | 2014-06-19 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-10 | 2011-12-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-06-26 | 2010-03-11 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-02-22 | 2011-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-08-03 | 2011-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-03 | 2007-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-30 | 2004-08-03 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-30 | 2004-08-03 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-07-28 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-07-27 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yue Tak Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.