Tsutomu Onoue
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsutomu Onoue, a licensed former licensee with CE reference AAD089. This person has 2.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-24 | 2005-04-22 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2004-03-24 | 2005-04-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 - Advising on securities | 2004-03-24 | 2005-04-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-02 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsutomu Onoue during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Leon Lum Hung | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Satoshi Matsumoto | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Tsz Wai To | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Kosuke Mizuno | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Wai Lun Tong | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Kwok Wah Cheung | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Kyong Pil Kang | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Noriko Matsushita | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Peter Kwok Shing Ng | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Yuko Ohira | Daiwa Securities SMBC (Asia) Limited | 2004–2005 |
| Chun Yue Leung | Daiwa Securities SMBC (Asia) Limited | 2004 |
| Masashi Mizuno | Daiwa Securities SMBC (Asia) Limited | 2004 |