Stuart Harrington Cook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Harrington Cook, a licensed former licensee with CE reference AAC359. This person has 15.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-03 | 2019-02-15 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-07 | 2018-04-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-07 | 2015-02-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-06-07 | 2015-02-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2011-03-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2011-03-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-12-02 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Harrington Cook during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael David Kurtz | RAYS Capital Partners Limited | 2018–2019 |
| Steve Deh-Mo Chang | RAYS Capital Partners Limited | 2018–2019 |
| Chung Yuen Chan | RAYS Capital Partners Limited | 2018–2019 |
| David Ching Chi Ruan | RAYS Capital Partners Limited | 2018–2019 |
| Amy Yok Tak Yip | RAYS Capital Partners Limited | 2018–2019 |
| Fuk Yee Hung | RAYS Capital Partners Limited | 2018–2019 |
| Ka Yee Lau | RAYS Capital Partners Limited | 2018–2019 |
| Tang Tat Wang | RAYS Capital Partners Limited | 2018–2019 |
| Marta Joann Obando | RAYS Capital Partners Limited | 2018–2019 |
| John Tai Yin Hui | RAYS Capital Partners Limited | 2018–2019 |
| Aneurin Maatchiman Easwaran | RAYS Capital Partners Limited | 2018–2019 |