Adrian Hendrik Faure
霍哲仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Hendrik Faure (霍哲仁), a licensed former licensee with CE reference AAB930. This person has 10.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2009-11-03 | 2013-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2009-11-03 | 2013-06-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | Type 1 - Dealing in securities | 2009-11-03 | 2013-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2009-11-03 | 2013-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 4 - Advising on securities | 2005-07-18 | 2013-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-23 | 2005-07-18 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 - Advising on securities | 2004-03-17 | 2005-04-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-13 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-13 |