Shing Cheong (SFC:AAB209) Chan
陳成昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Cheong (SFC:AAB209) Chan (陳成昌), a licensed former licensee with CE reference AAB209. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-24 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-05 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-05 | 2011-01-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-15 | 2004-05-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-15 | 2004-05-06 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-05 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-05 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-14 |