Shing Cheong Chan
陳成昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Cheong Chan (陳成昌), a licensed former licensee with CE reference AAB209. This person has 8.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-10-24 | 2012-12-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-05 | 2012-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-05 | 2011-01-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-15 | 2004-05-06 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-15 | 2004-05-06 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-05 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-08-05 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-14 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Cheong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.