David Tsien
錢柏昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tsien (錢柏昌), a licensed former licensee with CE reference AAA015. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2006-04-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2006-04-21 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | present | 2005-10-05 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | present | 2003-12-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-12-02 |