Lok Sun Poon
潘諾新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sun Poon (潘諾新), a licensed Representative with CE reference BYI987. Currently licensed at 1 firm(s): Excellent Tide Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.2 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-10 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-10 | present |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 9 - Asset management | 2026-09-10 | present |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Sun Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Yiman Fu | Excellent Tide Securities Limited | 2026–present |
| Ka Chun Ho | Excellent Tide Securities Limited | 2026–present |
| Hok Lai Li | Excellent Tide Securities Limited | 2026–present |
| Rongxi Ke | Excellent Tide Securities Limited | 2026–present |
| Zhenzhou Liu | Excellent Tide Securities Limited | 2026–present |
| Yiming Pan | Excellent Tide Securities Limited | 2026–present |
| Pui Hang Fung | Excellent Tide Securities Limited | 2026–present |
| Yongqiang Liu | Excellent Tide Securities Limited | 2026–present |
| Xiaofei Zhao | Excellent Tide Securities Limited | 2026–present |
| Yang Dai | Excellent Tide Securities Limited | 2026–present |
| Yi Cai | Excellent Tide Securities Limited | 2026 |