Li Ma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Ma (馬莉), a licensed Representative with CE reference BWA588. Currently licensed at 1 firm(s): Shanxi Securities International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 1.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-18 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-06-18 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-18 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-11 | 2025-06-03 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-03-11 | 2025-06-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.