Wenjian Yao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjian Yao (姚文劍), a licensed Representative with CE reference BVT470. Currently licensed at 1 firm(s): uSmart Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-27 | present |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2024-12-27 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenjian Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.