Tao Yan
颜韬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Yan (颜韬), a licensed Representative with CE reference BUX504. Currently licensed at 1 firm(s): KKR Capital Markets Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 2.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2025-08-28 | present |
| KKR Capital Markets Asia Limited | Rep | Type 4 - Advising on securities | 2025-08-28 | present |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-04-30 | 2025-07-04 |
| FIL Investment Advisors | Rep | Type 4 - Advising on securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-30 | 2025-07-04 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2024-04-30 | 2025-07-04 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-04-30 | 2025-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tao Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.