Zhuo Chen
陳卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Chen (陳卓), a licensed Responsible Officer with CE reference BUU947. Currently licensed at 1 firm(s): Zeta Capital (H.K.) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-07-14 | present |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 9 - Asset management | 2025-07-14 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-06 | 2025-07-04 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuo Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuze Fan | Zeta Capital (H.K.) Limited | 2025–present |
| Pak Chun Tang | Zeta Capital (H.K.) Limited | 2025–present |
| Lin Zou | Zeta Capital (H.K.) Limited | 2025–present |
| Junhua Hong | Zeta Capital (H.K.) Limited | 2025–present |
| Weixiang Zhu | Zeta Capital (H.K.) Limited | 2025–present |
| Junfeng Dong | Zeta Capital (H.K.) Limited | 2025–2026 |
| Conglin Niu | Zeta Capital (H.K.) Limited | 2026–present |
| Xing Xie | Zeta Capital (H.K.) Limited | 2025 |