Ling Yin Tay
郑琳颖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Yin Tay (郑琳颖), a licensed Representative with CE reference BUU925. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 0.1 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-10-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-10-16 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-10-16 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-10-16 | present |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-09-05 | 2025-09-19 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-09-05 | 2025-09-19 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-09-05 | 2025-09-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-04-12 | 2024-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-04-12 | 2024-04-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-12 | 2024-04-27 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2024-04-12 | 2024-04-27 |