Yan Pui Lai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Pui Lai (黎欣霈), a licensed Responsible Officer with CE reference BTH986. Currently licensed at 1 firm(s): 313 Capital Management Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 2 - Dealing in futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-03-29 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2023-03-29 | present |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Pui Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alan Ngar Lok Cheung | 313 Capital Management Limited | 2023–2025 |
| To Hing Lam | 313 Capital Management Limited | 2024–present |
| Sing Yip Tso | 313 Capital Management Limited | 2026–present |
| You Sha | 313 Capital Management Limited | 2025 |
| Hoi Ying Lee | 313 Capital Management Limited | 2023 |
| Hoi Kiu Chan | 313 Capital Management Limited | 2026 |