Chunsheng Yan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chunsheng Yan (顏春盛), a licensed Representative with CE reference BSX843. Currently licensed at 1 firm(s): Soochow Securities International Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-17 | present |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-17 | present |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-02-24 | 2025-01-23 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-02-24 | 2025-01-23 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-30 | 2023-01-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chunsheng Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.