Chen Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Shen (沈忱), a licensed Responsible Officer with CE reference BSJ308. Currently licensed at 1 firm(s): CITIC CLSA Capital Partners HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-09 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-11-01 | present |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
RO | Type 9 - Asset management | 2024-11-01 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-17 | 2025-11-27 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-17 | 2024-11-01 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-05-17 | 2024-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.