Puxi Yang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Puxi Yang (杨谱熙), a licensed Representative with CE reference BRY457. Currently licensed at 2 firm(s): Goldhorse Securities Limited, Goldhorse Capital Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-08 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-08 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-29 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-29 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-28 | 2024-05-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-05-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-10 | 2024-04-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-10 | 2024-04-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Puxi Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.