Chengen Liu
劉成恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chengen Liu (劉成恩), a licensed former licensee with CE reference AMN873. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-11-07 | 2026-01-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-21 | 2026-01-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-10-21 | 2026-01-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-07 | 2021-10-21 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-07 | 2021-10-21 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-12-07 | 2022-01-19 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-10 | 2017-07-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-10 | 2017-07-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-10 | 2017-07-17 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-21 | 2015-05-28 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-21 | 2015-05-28 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-09 | 2014-01-29 |
| ABCI Asset Management Limited 農銀國際資産管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-14 | 2014-01-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-18 | 2012-09-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-13 | 2007-04-11 |