Kian Seng Tan
陳建胜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kian Seng Tan (陳建胜), a licensed former licensee with CE reference BRT216. This person has 2.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-23 | 2024-05-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-23 | 2024-05-01 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 - Asset management | 2022-09-23 | 2024-05-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2021-10-15 | 2022-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2021-10-15 | 2022-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-10-15 | 2022-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2021-10-15 | 2022-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kian Seng Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.